- Overview of the Rollover market, anticipated changes and impact of the new DOL Rules.
- Lifecycle of the IRA Rollover
- Understanding the AUM opportunity of working with DC participants
- Demystifying the SDBA
Biography
Sylvain has established a reputation over the past 18 years within the independent broker/dealer community with his knowledge of a wide range of investment products through workshops for Investors & Financial Advisors, as well as, continuing education seminars for CFPs and CPAs. Equipped with an MBA in Finance and the AIFA® designation, Sylvain continues to assist financial professionals and their clients in understand the fiduciary responsibilities held by employers offering retirement plans as well as the “new normal” responsibilities that employees now have in governing their 401(k), 403(b) or 457 accounts.